The Comparative Method

Historical Linguistics and Language Families

Course 1 · Chapter 3 · The Comparative Method

Chapter 2 showed that sound change is regular. This chapter uses that fact. If sounds change regularly, then two languages that descend from one ancestor will show regular matches between their words, and nothing else produces a pattern like that.

The idea in a box
The comparative method compares two or more related languages feature by feature, then infers the properties of their shared ancestor. It looks for systematic sound and meaning correspondences. If they cannot be explained by universals, contact or chance, and are numerous and regular, the languages are assumed to descend from one proto-language (Wikipedia, Comparative method).

Cognates

Cognates are words in different languages that have been "inherited in direct descent from an etymological ancestor" in a shared parent language (Wikipedia, Cognate). Their sound and meaning can change so much that the relationship needs careful historical study to confirm.

WordLanguage
nightEnglish
NachtGerman
noxLatin
nuitFrench

All four come from Proto-Indo-European *nókʷts, according to the source. English father, French père and Armenian hayr also descend from a common ancestor, even though they look quite different.

Look-alikes that are not cognates

  • False cognates: Latin habēre and German haben both mean "to have" but come from different roots. English much and Spanish mucho are similar but not cognates.
  • Loanwords: English beef was borrowed from Old French boef.
  • Chance: English day and Latin dies match in meaning and sound, but that is chance.
  • Borrowing that mimics kinship: English taboo resembles Polynesian forms because it was borrowed from Tongan.
  • Heavy borrowing is not kinship: Persian's heavy Arabic borrowing does not make it related to Arabic.
Watch out: similarity alone proves nothing
The source says similarity alone has no value. What counts is regular correspondence. English t- regularly matches Latin d-: ten / decem, two / duo, tongue / dingua (the source's own spelling of the old Latin form). That regularity is what Grimm's law (Chapter 2) predicts.

The Steps

Wikipedia says there is no fixed procedure. Its outline, based on Campbell and Crowley, has five steps:

StepWhat you do
1Assemble potential cognate lists of basic words with similar meanings
2Establish correspondence sets: the regular sound matches across languages
3Find complementary distribution: sets that occur in different contexts may reflect one proto-phoneme, as with conditioned changes (Chapter 2)
4Reconstruct proto-phonemes, using typology and the principle of economy (the fewest changes)
5Check the system typologically against known constraints, such as symmetry in inventories

Worked Example 1: Polynesian

The page compares the words for "one", "two" and "three":

Languageonetwothree
Tongantahauatolu
Samoantasiluatolu
Māoritahiruatoru
Hawaiiankahiluakolu

Hawaiian k regularly corresponds to t elsewhere (kahi / tahi, kai / tai). That is a correspondence set: a regular sound match, not a coincidence.

Worked Example 2: Romance

Languagebodyrawchainto hunt
Italiancorpocrudocatenacacciare
Spanishcuerpocrudocadenacazar
Portuguesecorpocrucadeiacaçar
Frenchcorpscruchaînechasser

The sets are k : k and k : [ʃ]. French [ʃ] appears only before a, so the sets are complementary (step 3) and reflect a single proto-phoneme, *k (spelled c in Latin). That is the logic of conditioned sound change from Chapter 2, run backwards.

Shared Innovations

Two languages can share a feature for two reasons, and only one of them shows a close relationship.

  • Shared innovations indicate a closer subgroup. The source's example is Grimm's law in English and German.
  • Shared retentions do not. German and Russian both keep the dative / accusative contrast; that does not group them together, because it simply shows the loss happened later in English.

Limits of the Method

  • Time depth: the page gives no fixed age limit. It says reconstruction can be only partial when languages are scarcely attested, the time depth is too great, or internal evolution obscures sound laws. Relatedness is then "plausible, but uncertain".
  • Contact: areal diffusion and Sprachbunds can create false classifications (Chapter 6).
  • Irregular change: random mutations, analogy (Russian dʲevʲatʲ "nine", influenced by "ten") and gradual lexical diffusion can obscure regularity.
  • Lost features: Latin declension was lost in Romance, so it cannot be fully reconstructed from comparison.
  • Certainty: reconstructions of unknown proto-languages are "only likely, not certain".
Note on sources
Everything here comes from Wikipedia's articles on the comparative method (read to its first 100,000 characters) and on cognates. The Cognate page gives no entry for bad, theos/deus or Latin pater, so they are left out. The page names no fixed age limit for the method, so none is given here. The "run backwards" remark is mine.

Try It Yourself

Exercise 1

For each pair, say whether the source treats it as a regular correspondence, chance, borrowing or false cognate: ten / decem; day / dies; taboo / Polynesian; much / mucho.

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Exercise 2

In the Polynesian table, find the correspondence among Samoan, Māori and Hawaiian for the consonant in lua, rua, lua, and in tolu, toru, kolu. Write the set for each position.

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Exercise 3

Using the Romance table, explain why the sets k : k and k : [ʃ] are treated as one proto-phoneme, and name the step of the method this shows.

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Chapter 3 Quick Reference

  • Cognates are inherited from a common ancestor; loanwords, chance matches and false cognates are not
  • Similarity alone proves nothing; regular correspondence does
  • Steps: cognate lists, correspondence sets, complementary distribution, reconstruct, check typologically
  • Shared innovations show subgroups; shared retentions do not
  • Limits: great time depth, contact, irregular change, lost features
Coming next
Historical Linguistics and Language Families 4 takes the correspondence sets and builds a proto-language from them: reconstruction.